RE3 PRINTED Prep-Pack - Key Individuals for Category II and IIA FSPs

Our RE3 PRINTED Preparation Pack includes the following:

• A study guide covering the following topics
• Application of the CAT II and IIA business model
• Manage the role of the independent nominee
• Manage and Oversee client mandates
• Manage and Oversee typical daily transactions
• Manage and Oversee disclosures and the legal environment of the FSP
• Record Keeping & Reporting
• Institute a personal account trading policy
• Dealing with intermediaries and rebates
• 1 x mock test
• Access to Video classes for every topic