RE3 DIGITAL Prep-Pack - Key Individuals for Category II and IIA FSPs

Our RE3 DIGITAL Preparation Pack includes the following:

• A study guide covering the following topics
• Application of the CAT II and IIA business model
• Manage the role of the independent nominee
• Manage and Oversee client mandates
• Manage and Oversee typical daily transactions
• Manage and Oversee disclosures and the legal environment of the FSP
• Record Keeping & Reporting
• Institute a personal account trading policy
• Dealing with intermediaries and rebates
• 1 x mock test
• Access to Video classes for every topic

Digital prep-packs are shared with unique links and are encrypted to protect our intellectual property. They can not be printed and cannot be shared with third parties that did not puurchase the guide.